Книга: Machiavelli Niccolo «Le Prince»

Italian political theorist whose book The Prince (1513) describes the achievement and maintenance of power by a determined ruler indifferent to moral considerations.

Italian statesman, historian, and political theorist.

He rose to power after the overthrow of Girolamo Savonarola in 1498. Working as a diplomat for 14 years, he came in contact with the most powerful figures in Europe. He was dismissed when the Medici family returned to power in 1512, and during the next year he was arrested and tortured for conspiracy. Though soon released, he was not permitted to return to public office. His famous treatise The Prince (1513, published 1532) is a handbook for rulers; though dedicated to Lorenzo de' Medici, ruler of Florence from 1513, it failed to win Machiavelli his favour. Machiavelli viewed The Prince as an objective description of political reality. Because he viewed human nature as venal, grasping, and thoroughly self-serving, he suggested that ruthless cunning is appropriate to the conduct of government. Though admired for its incisive brilliance, the book also has been widely condemned as cynical and amoral, and "Machiavellian" has come to mean deceitful, unscrupulous, and manipulative. His other works include a set of discourses on Livy (completed с 1518), the comedy The Mandrake (completed с 1518), The Art of War (published 1521), and the Florentine Histories (completed с 1525).

Machiavelli, detail of an oil painting by Santi di Tito; in the Palazzo Vecchio, Florence

Alinari

Art Resource

born May 3, 1469, Florence, Italy

died June 21, 1527, Florence

 Italian Renaissance political philosopher and statesman, secretary of the Florentine republic, whose most famous work, The Prince (Il Principe), brought him a reputation as an atheist and an immoral cynic.

      From the 13th century onward, Machiavelli's family was wealthy and prominent, holding on occasion Florence's most important offices. His father, Bernardo, a doctor of laws, was nevertheless among the family's poorest members. Barred from public office in Florence as an insolvent debtor, Bernardo lived frugally, administering his small landed property near the city and supplementing his meagre income from it with earnings from the restricted and almost clandestine exercise of his profession.

      Bernardo kept a library in which Niccolò must have read, but little is known of Niccolò's education and early life in Florence, at that time a thriving centre of philosophy and a brilliant showcase of the arts. He attended lectures by Marcello Virgilio Adriani, who chaired the Studio Fiorentino. He learned Latin well and probably knew some Greek, and he seems to have acquired the typical humanist education that was expected of officials of the Florentine Chancery.

      In a letter to a friend in 1498, Machiavelli writes of listening to the sermons of Girolamo Savonarola (Savonarola, Girolamo) (1452–98), a Dominican friar who moved to Florence in 1482 and in the 1490s attracted a party of popular supporters with his thinly veiled accusations against the government, the clergy, and the pope. Although Savonarola, who effectively ruled Florence for several years after 1494, was featured in The Prince (1513) as an example of an “unarmed prophet” who must fail, Machiavelli was impressed with his learning and rhetorical skill. On May 24, 1498, Savonarola was hanged as a heretic and his body burned in the public square. Several days later, emerging from obscurity at the age of 29, Machiavelli became head of the second chancery (cancelleria), a post that placed him in charge of the republic's foreign affairs in subject territories. How so young a man could be entrusted with so high an office remains a mystery, particularly because Machiavelli apparently never served an apprenticeship in the chancery. He held the post until 1512, having gained the confidence of Piero Soderini (Soderini, Piero di Tommaso) (1452–1522), the gonfalonier (chief magistrate) for life in Florence from 1502.

      During his tenure at the second chancery, Machiavelli persuaded Soderini to reduce the city's reliance on mercenary forces by establishing a militia (1505), which Machiavelli subsequently organized. He also undertook diplomatic and military missions to the court of France; to Cesare Borgia (Borgia, Cesare, Duc De Valentinois) (1475/76–1507), the son of Pope Alexander VI (reigned 1492–1503); to Pope Julius II (reigned 1503–13), Alexander's successor; to the court of Holy Roman Emperor Maximilian I (reigned 1493–1519); and to Pisa (1509 and 1511).

      In 1503, one year after his missions to Cesare Borgia, Machiavelli wrote a short work, Del modo di trattare i sudditi della Val di Chiana ribellati (On the Way to Deal with the Rebel Subjects of the Valdichiana). Anticipating his later Discourses on Livy, a commentary on the ancient Roman historian, in this work he contrasts the errors of Florence with the wisdom of the Romans and declares that in dealing with rebellious peoples one must either benefit them or eliminate them. Machiavelli also was a witness to the bloody vengeance taken by Cesare on his mutinous captains at the town of Sinigaglia (December 31, 1502), of which he wrote a famous account. In much of his early writings, Machiavelli argues that “one should not offend a prince and later put faith in him.”

      In 1503 Machiavelli was sent to Rome for the duration of the conclave that elected Pope Julius II, an enemy of the Borgias, whose election Cesare had unwisely aided. Machiavelli watched Cesare's decline and, in a poem (First Decennale), celebrated his imprisonment, a burden that “he deserved as a rebel against Christ.” Altogether, Machiavelli embarked on more than 40 diplomatic missions during his 14 years at the chancery.

      In 1512 the Florentine republic was overthrown and the gonfalonier deposed by a Spanish army that Julius II had enlisted into his Holy League. The Medici Family returned to rule Florence, and Machiavelli, suspected of conspiracy, was imprisoned, tortured, and sent into exile in 1513 to his father's small property in San Casciano, just south of Florence. There he wrote his two major works, The Prince and Discourses on Livy, both of which were published after his death. He dedicated The Prince to Lorenzo di Piero de' Medici (Medici, Lorenzo di Piero de', Duca Di Urbino) (1492–1519), ruler of Florence from 1513 and grandson of Lorenzo de' Medici (Medici, Lorenzo de') (1449–92). When, on Lorenzo's death, Cardinal Giulio de' Medici (Clement VII) (1478–1534) came to govern Florence, Machiavelli was presented to the cardinal by Lorenzo Strozzi (1488–1538), scion of one of Florence's wealthiest families, to whom he dedicated the dialogue The Art of War (1521; Dell'arte della guerra).

      Machiavelli was first employed in 1520 by the cardinal to resolve a case of bankruptcy in Lucca, where he took the occasion to write a sketch of its government and to compose his The Life of Castruccio Castracani of Lucca (1520; La vita di Castruccio Castracani da Lucca). Later that year the cardinal agreed to have Machiavelli elected official historian of the republic, a post to which he was appointed in November 1520 with a salary of 57 gold florins a year, later increased to 100. In the meantime, he was commissioned by the Medici pope Leo X (reigned 1513–21) to write a discourse on the organization of the government of Florence. Machiavelli criticized both the Medici regime and the succeeding republic he had served and boldly advised the pope to restore the republic, replacing the unstable mixture of republic and principality then prevailing. Shortly thereafter, in May 1521, he was sent for two weeks to the Franciscan chapter at Carpi, where he improved his ability to “reason about silence.” Machiavelli faced a dilemma about how to tell the truth about the rise of the Medici in Florence without offending his Medici patron.

      After the death of Pope Leo X in 1521, Cardinal Giulio, Florence's sole master, was inclined to reform the city's government and sought out the advice of Machiavelli, who replied with the proposal he had made to Leo X. In 1523, following the death of Pope Adrian VI, the cardinal became Pope Clement VII, and Machiavelli worked with renewed enthusiasm on an official history of Florence. In June 1525 he presented his Florentine Histories (Istorie Fiorentine) to the pope, receiving in return a gift of 120 ducats. In April 1526 Machiavelli was made chancellor of the Procuratori delle Mura to superintend Florence's fortifications. At this time the pope had formed a Holy League at Cognac against Holy Roman Emperor Charles V (reigned 1519–56), and Machiavelli went with the army to join his friend Francesco Guicciardini (Guicciardini, Francesco) (1482–1540), the pope's lieutenant, with whom he remained until the sack of Rome by the emperor's forces brought the war to an end in May 1527. Now that Florence had cast off the Medici, Machiavelli hoped to be restored to his old post at the chancery. But the few favours that the Medici had doled out to him caused the supporters of the free republic to look upon him with suspicion. Denied the post, he fell ill and died within a month.

      In office Machiavelli wrote a number of short political discourses and poems (the Decennali) on Florentine history. It was while he was out of office and in exile, however, that the “Florentine Secretary,” as Machiavelli came to be called, wrote the works of political philosophy for which he is remembered. In his most noted letter (December 10, 1513), he described one of his days—in the morning walking in the woods, in the afternoon drinking and gambling with friends at the inn, and in the evening reading and reflecting in his study, where, he says, “I feed on the food that alone is mine and that I was born for.” In the same letter, Machiavelli remarks that he has just composed a little work on princes—a “whimsy”—and thus lightly introduces arguably the most famous book on politics ever written, the work that was to give the name Machiavellian to the teaching of worldly success through scheming deceit.

      About the same time that Machiavelli wrote The Prince (1513), he was also writing a very different book, Discourses on Livy (or, more precisely, Discourses on the First Ten Books of Titus Livy [Discorsi sopra la prima deca di Tito Livio]). Both books were first published only after Machiavelli's death, the Discourses on Livy in 1531 and The Prince in 1532. They are distinguished from his other works by the fact that in the dedicatory letter to each he says that it contains everything he knows. The dedication of the Discourses on Livy presents the work to two of Machiavelli's friends, who he says are not princes but deserve to be, and criticizes the sort of begging letter he appears to have written in dedicating The Prince. The two works differ also in substance and manner. Whereas The Prince is mostly concerned with princes—particularly new princes—and is short, easy to read, and, according to many, dangerously wicked, the Discourses on Livy is a “reasoning” that is long, difficult, and full of advice on how to preserve republics. Every thoughtful treatment of Machiavelli has had to come to terms with the differences between his two most important works.

      The first and most persistent view of Machiavelli is that of a teacher of evil. The German-born American philosopher Leo Strauss (Strauss, Leo) (1899–1973) begins his interpretation from this point. The Prince is in the tradition of the “Mirror for Princes”—i.e., books of advice that enabled princes to see themselves as though reflected in a mirror—which began with the Cyropaedia by the Greek historian Xenophon (431–350 BC) and continued into the Middle Ages. Prior to Machiavelli, works in this genre advised princes to adopt the best prince as their model, but Machiavelli's version recommends that a prince go to the “effectual truth” of things and forgo the standard of “what should be done” lest he bring about his ruin. To maintain himself a prince must learn how not to be good and use or not use this knowledge “according to necessity.” An observer would see such a prince as guided by necessity, and from this standpoint Machiavelli can be interpreted as the founder of modern political science, a discipline based on the actual state of the world as opposed to how the world might be in utopias such as the Republic of Plato (428/27–348/47 BC) or the City of God of Saint Augustine (Augustine, Saint) (354–430). This second, amoral interpretation can be found in works by the German historian Friedrich Meinecke (Meinecke, Friedrich) (1862–1954) and the German philosopher Ernst Cassirer (Cassirer, Ernst) (1874–1945). The amoral interpretation fastens on Machiavelli's frequent resort to “necessity” in order to excuse actions that might otherwise be condemned as immoral. But Machiavelli also advises the use of prudence in particular circumstances, and, though he sometimes offers rules or remedies for princes to adopt, he does not seek to establish exact or universal laws of politics in the manner of modern political science.

      Machiavelli divides principalities into those that are acquired and those that are inherited. In general, he argues that the more difficult it is to acquire control over a state, the easier it is to hold on to it. The reason for this is that the fear of a new prince is stronger than the love for a hereditary prince; hence, the new prince, who relies on “a dread of punishment that never forsakes you,” will succeed, but a prince who expects his subjects to keep their promises of support will be disappointed. The prince will find that “each wants to die for him when death is at a distance,” but, when the prince needs his subjects, they generally decline to serve as promised. Thus, every prince, whether new or old, must look upon himself as a new prince and learn to rely on “one's own arms,” both literally in raising one's own army and metaphorically in not relying on the goodwill of others.

      The new prince relies on his own virtue, but, if virtue is to enable him to acquire a state, it must have a new meaning distinct from the New Testament virtue of seeking peace. Machiavelli's notion of virtù requires the prince to be concerned foremost with the art of war and to seek not merely security but also glory, for glory is included in necessity. Virtù for Machiavelli is virtue not for its own sake but rather for the sake of the reputation it enables princes to acquire. Liberality, for example, does not aid a prince, because the recipients may not be grateful, and lavish displays necessitate taxing of the prince's subjects, who will despise him for it. Thus, a prince should not be concerned if he is held to be stingy, as this vice enables him to rule. Similarly, a prince should not care about being held cruel as long as the cruelty is “well used.” Machiavelli sometimes uses virtù in the traditional sense too, as in a famous passage on Agathocles (361–289 BC), the self-styled king of Sicily, whom Machiavelli describes as a “most excellent captain” but one who came to power by criminal means. Of Agathocles, Machiavelli writes that “one cannot call it virtue to kill one's citizens, betray one's friends, to be without faith, without mercy and without religion.” Yet in the very next sentence he speaks of “the virtue of Agathocles,” who did all these things. Virtue, according to Machiavelli, aims to reduce the power of fortune over human affairs because fortune keeps men from relying on themselves. At first Machiavelli admits that fortune rules half of men's lives, but then, in an infamous metaphor, he compares fortune to a woman who lets herself be won more by the impetuous and the young, “who command her with more audacity,” than by those who proceed cautiously. Machiavelli cannot simply dismiss or replace the traditional notion of moral virtue, which gets its strength from the religious beliefs of ordinary people. His own virtue of mastery coexists with traditional moral virtue yet also makes use of it. A prince who possesses the virtue of mastery can command fortune and manage people to a degree never before thought possible.

      In the last chapter of The Prince, Machiavelli writes a passionate “exhortation to seize Italy and to free her from the barbarians”—apparently France and Spain, which had been overrunning the disunited peninsula. He calls for a redeemer, mentioning the miracles that occurred as Moses led the Israelites to the promised land, and closes with a quotation from a patriotic poem by Petrarch (1304–74). The final chapter has led many to a third interpretation of Machiavelli as a patriot rather than as a disinterested scientist.

      Like The Prince, the Discourses on Livy admits of various interpretations. One view, elaborated separately in works by the political theorists J.G.A. Pocock and Quentin Skinner in the 1970s, stresses the work's republicanism and locates Machiavelli in a republican tradition that starts with Aristotle (384–322 BC) and continues through the organization of the medieval city-states, the renewal of classical political philosophy in Renaissance humanism, and the establishment of the contemporary American republic. This interpretation focuses on Machiavelli's various pro-republican remarks, such as his statement that the multitude is wiser and more constant than a prince and his emphasis in the Discourses on Livy on the republican virtue of self-sacrifice as a way of combating corruption. Yet Machiavelli's republicanism does not rest on the usual republican premise that power is safer in the hands of many than it is in the hands of one. To the contrary, he asserts that, to found or reform a republic, it is necessary to “be alone.” Any ordering must depend on a single mind; thus, Romulus (Romulus and Remus) “deserves excuse” for killing Remus, his brother and partner in the founding of Rome, because it was for the common good. This statement is as close as Machiavelli ever came to saying “the end justifies the means,” a phrase closely associated with interpretations of The Prince.

      Republics need the kind of leaders that Machiavelli describes in The Prince. These “princes in a republic” cannot govern in accordance with justice, because those who get what they deserve from them do not feel any obligation. Nor do those who are left alone feel grateful. Thus, a prince in a republic will have no “partisan friends” unless he learns “to kill the sons of Brutus,” using violence to make examples of enemies of the republic and, not incidentally, of himself. To reform a corrupt state presupposes a good man, but to become a prince presupposes a bad man. Good men, Machiavelli claims, will almost never get power, and bad men will almost never use power for a good end. Yet, since republics become corrupt when the people lose the fear that compels them to obey, the people must be led back to their original virtue by sensational executions reminding them of punishment and reviving their fear. The apparent solution to the problem is to let bad men gain glory through actions that have a good outcome, if not a good motive.

      In the Discourses on Livy, Machiavelli favours the deeds of the ancients above their philosophy; he reproaches his contemporaries for consulting ancient jurists for political wisdom rather than looking to the actual history of Rome. He argues that the factional tumults of the Roman republic, which were condemned by many ancient writers, actually made Rome free and great. Moreover, although Machiavelli was a product of the Renaissance—and is often portrayed as its leading exponent (e.g., by 19th-century Swiss historian Jacob Burckhardt (Burckhardt, Jacob))—he also criticized it, particularly for the humanism it derived from Plato, Aristotle, and the Roman orator Cicero (Cicero, Marcus Tullius) (106–43 BC). He called for “new modes and orders” and compared himself to the explorers of unknown lands in his time. His emphasis on the effectual truth led him to seek the hidden springs of politics in fraud and conspiracy, examples of which he discussed with apparent relish. It is notable that, in both The Prince and the Discourses on Livy, the longest chapters are on conspiracy.

      Throughout his two chief works, Machiavelli sees politics as defined by the difference between the ancients and the moderns: the ancients are strong, the moderns weak. The moderns are weak because they have been formed by Christianity, and, in three places in the Discourses on Livy, Machiavelli boldly and impudently criticizes the Roman Catholic church and Christianity itself. For Machiavelli the church is the cause of Italy's disunity; the clergy is dishonest and leads people to believe “that it is evil to say evil of evil”; and Christianity glorifies suffering and makes the world effeminate. But Machiavelli leaves it unclear whether he prefers atheism, paganism, or a reformed Christianity, writing later, in a letter dated April 16, 1527 (only two months before his death): “I love my fatherland more than my soul.”

      Machiavelli's longest work—commissioned by Pope Leo X in 1520, presented to Pope Clement VII in 1525, and first published in 1532—is a history of Florence from its origin to the death of Lorenzo di Piero de' Medici in 1492. Adopting the approach of humanist historians before him, Machiavelli used the plural “histories,” dividing his account into “books” with nonhistorical introductions and invented speeches presented as if they were actual reports. His history, moreover, takes place in a nonhistorical context—a contest between virtue and fortune. The theme of the Florentine Histories is the city's remarkable party division, which, unlike the divisions in ancient Rome, kept the city weak and corrupt. Like the Discourses on Livy, the Florentine Histories contains (less bold) criticism of the church and popes and revealing portraits of leading characters, especially of the Medici (the book is organized around the return of Cosimo de' Medici (Medici, Cosimo de') [1389–1464] to Florence in 1434 after his exile). It also features an exaggeratedly “Machiavellian” oration by a plebeian leader, apparently Michele di Lando, who was head of the 1378 Ciompi (Ciompi, Revolt of the) (“wool carders”), a rebellion of Florence's lower classes that resulted in the formation of the city's most democratic (albeit short-lived) government. Although not a modern historian, Machiavelli, with his emphasis on “diverse effects,” exhibits some of the modern historian's devotion to facts.

      The Art of War (1521), one of only a few works of Machiavelli to be published during his lifetime, is a dialogue set in the Orti Oricellari, a garden in Florence where humanists gathered to discuss philosophy and politics. The principal speaker is Fabrizio Colonna, a professional condottiere and Machiavelli's authority on the art of war. He urges, contrary to the literary humanists, that the ancients be imitated in “strong and harsh things, not delicate and soft”—i.e., in war. Fabrizio, though a mercenary himself, inveighs against the use of mercenaries in modern times and presents the Roman army as his model of military excellence. The dialogue was later praised by the Prussian war theorist Carl von Clausewitz (Clausewitz, Carl von) (1780–1831) and has achieved a prominent place in the history of writings on war.

      Among Machiavelli's lesser writings, two deserve mention: The Life of Castruccio Castracani of Lucca (1520) and The Mandrake (1518; La Mandragola). The former is a sketch of Castruccio Castracani (Castracani, Castruccio) (1281–1328), the Ghibelline ruler of Lucca (a city near Florence), who is presented as the greatest man of postclassical times. It concludes with a list of witty remarks attributed to Castruccio but actually taken from ancient philosophers, providing a rare glimpse of Machiavelli's view of them. The Mandrake, the best known of Machiavelli's three plays, was probably composed in 1518. In it a foolish old jurist, Messer Nicia, allows himself to be cuckolded by a young man, Callimaco, in order to produce a son he cannot beget himself. His wife, Lucrezia, is persuaded to comply—despite her virtue—by a crooked priest, and the conspiracy is facilitated by a procurer. Since at the end of the play everyone gets what he wants, the lesson is that immoral actions such as adultery can bring happiness—out of evil can come good.

      Machiavelli's influence on later times must be divided into what was transmitted under his own name and what was known through the works of others but not acknowledged as Machiavelli's. Since his own name was infamous, there is little of the former kind. “Machiavellian” has never been an epithet of praise; indeed, one of the villains of the play Henry VI, by William Shakespeare (Shakespeare, William), claims to surpass “murtherous Machevil.” For moral lessons like the one described above and for attacks on the church, Machiavelli's works were put on the Index Librorum Prohibitorum (“Index of Forbidden Books”) when it was first drawn up in 1564. Nonetheless, his works were read by all the modern philosophers, though only a few of them were brave enough to defend him: the English lawyer and philosopher Francis Bacon (Bacon, Francis, Viscount Saint Alban (or Albans), Baron of Verulam) (1561–1626) discussed Machiavelli in his The Essayes or Counsels, Civill and Morall (1625), noting his boldness; the English political philosopher James Harrington (Harrington, James) (1611–77), in his The Common-wealth of Oceana (1656), speaks admiringly of Machiavelli as the “prince of politicians” and the disciple of ancient prudence; the Dutch-Jewish philosopher Benedict de Spinoza (Spinoza, Benedict de) (1632–77) defended Machiavelli's good intentions in teaching tyrants how to gain power, claiming in his Political Treatise (1677) that Machiavelli was a republican; likewise, the French philosopher Jean-Jacques Rousseau (Rousseau, Jean-Jacques) (1712–78) asserted in his Social Contract (1762) that Machiavelli was, despite appearances, “an honest man and a good citizen” and The Prince “the book of republicans.” The contemporary republican interpretation of Machiavelli, less mindful of his evil reputation, presents him as a communitarian alternative to self-interested liberalism.

      More powerful, however, was Machiavelli's underground influence on thinkers who avoided using his name. One may suspect that some used his doctrines even while joining in attacks on him. One such scholar, for example, was the Italian philosopher Giovanni Botero (1540–1617), who was among the first to establish the idea of a moral exemption for the state. Authors taking a similar approach developed, for safety's sake, the practice of quoting passages from the Roman historian Tacitus (AD 56–120)—thus becoming known as “Tacitists”—when they might just as well have cited Machiavelli.

      But the greater, more fundamental claim of Machiavelli's influence, made especially by Burckhardt and Strauss, is as the founder of modernity. Machiavelli himself despised the moderns of his day as weak, but he also held forth the possibility of a “perpetual republic” that would remedy the weakness of the moderns and correct the errors of the Romans and so establish a political order no longer subject to the vicissitudes of fortune. There is no modern science in Machiavelli, but the Baconian idea of the conquest of nature and fortune in the interest of humanity is fully present. So too are modern notions of irreversible progress, of secularism, and of obtaining public good through private interest. Whether Machiavelli could have had so grand an ambition remains controversial, but all agree on his greatness—his novelty, the penetration of his mind, and the grace of his style.

Harvey Mansfield

Roberto Ridolfi, The Life of Niccolò Machiavelli, trans. from Italian (1963), is the most authoritative biography of Machiavelli. A useful, compact biography is Maurizio Viroli, Niccolò's Smile (2000; originally published in Italian, 1998). Leo Strauss, Thoughts on Machiavelli (1958, reissued 1984), argues that Machiavelli was the founder of modernity. Historical biographies of Machiavelli that draw connections between major works and events in his life include Gennaro Sasso, Niccolò Machiavelli, new ed., 2 vol. (1993); and Quentin Skinner, The Foundations of Modern Political Thought, 2 vol. (1978, reissued 1998). An analysis taking the perspective that Machiavelli was an unorthodox Christian is Sebastian de Grazia, Machiavelli in Hell (1989, reissued 1996). Claude Lefort, Le Travail de l'oeuvre: Machiavel (1972, reissued 1986), is an exhaustive philosophical interpretation of Machiavelli's works.Harvey C. Mansfield, Machiavelli's Virtue (1996), a collection of essays, argues that Machiavelli was a prince himself, governing other princes while teaching them. J.G.A. Pocock, The Machiavellian Moment: Florentine Political Thought and the Atlantic Republican Tradition (1975), identifies Machiavelli as the principal figure in the republican tradition.Harvey Mansfield